Access the Global Capital Markets

OTC Market Specialists

Domestic and Global Equities

Managed Account Platform

Non-Bank Financial Institution

Caprock has been providing investment banking solutions to the global market since its inception in 2001

We Manufacture Financial Products

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Private Label
Create your own strategies

Investment Strategies

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Managed Account Platform

Financial intermediaries such as Planning and Wealth Management practices, who are servicing Wholesale Clients, can achieve greater efficiency and productivity to ensure that client portfolios reflect their investment philosophy and develop a more compelling and sustainable client value proposition.
  • Efficient Monitoring and Administration
  • Digital On-Boarding
  • Diversity of Investment Strategies
  • Portfolio Management
  • Investments booked in Client Name
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Fund Managers

Host Entire Portfolios With Full Admin

About Caprock

Caprock Pty Limited ("Caprock") creates and manages investment trusts manufactured to deliver superior investment returns to its investors. Diversification is being pursued both geographically and by industry sector with investment focused on environmental sustainability combined with premium quality assets in exceptional locations.
Caprock focuses on strong and stable financial returns for institutional and sophisticated investors.
Caprock is a diversified investment group delivering strong and stable financial returns for institutional and wholesale investors through a diverse range of global investment opportunities with a direct management approach.
Our In-house capabilities – backed by the investment expertise and experience of our management team and Board of Directors – enable us to quickly adapt to any changes in the market and achieve greater control over investment projects.

Multi-Asset / Multi-Sector

Access the Global Financial Markets from a Single Account

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How We Do It

Caprock provides financial services to wholesale clients only (as defined in the Corporations ACT 2001). The information provided in the website is general advice only. Before acting on any investment, you should read and understand the information memorandum for the product opportunity and seek independent financial advice. Caprock provides bespoke Investment banking solutions to the global markets. The directors of Caprock have a proven track record in many industry sectors for successful investments. Our expertise spans across a wide range of categories both locally and internationally. Our experience covers but is not limited to the following industry sectors:
STRATEGIC VISION
Caprock will supply the market with a range of financial products to satisfy an array of investment objectives. The company will provide investors with a mix of high returns and low risk investments. Two of the main advantages of working with Caprock are convenience and flexibility. Caprock is a specialist in managing investments of any scale and complexity. We are able to adapt our services to meet the varying needs of our partners. The competitive advantage of working with Caprock financial services is the direct management of our investments. Caprock’s strategic vision is to provide the best investment opportunities to our investors. We work to uphold the most dynamic and professional investment and management services in Australia and internationally.
SECURITIES SETTLEMENTS
CORPORATE ADVISORY
ASSET MANAGEMENT
MANAGED INVESTMENT SCHEMES
STRUCTURED PRODUCTS
DIRECT PROPERTY FUNDS
Mergers & Acquisitions
CREDIT ENHANCEMENT
TRADE DESK
PAYMASTER - GLOBAL

Meet our Chairman

Graham Fox, Chairman & Asset Manager

Chairman Investment CommitteeChairman Oversight Committee Caprock AFSL Asset ManagerInvestment Manager Caprock Strategies Finance and AuditGovernance and ComplianceStrategic Investment
Graham has spent the last 25 years of his career working within the Financial Services Industry, predominately Funds Management, specialising in Wholesale and Retail Funds Management. FOX Asset Management provides asset investment strategy advice, Responsible Manager services, marketing and distribution including product manufacturing guidance for Boutique Fund Managers, Dealer Group Investment Committees, Private Family organisations, SMSF wholesale and retail clients and High Net Worth individuals.

MANAGEMENT & COMMITTEE

Established in 2001, Caprock enjoys the guidance of a team of highly experienced property, commodity and finance specialists. The Investment Committee of Caprock has over 90 years of collective experience in the investment and development of diversified products, with a focus on growth markets where value adding strategies can be employed. The Caprock Management Committee consists of a team of highly experienced and skilled investment professionals, each of whom believe that sincerity and integrity are vital to establishing and maintaining exceptional relationships within the investment community. Importantly, Caprock strongly supports the environment by minimising the carbon footprint through leading-edge, sustainable development and investment opportunities.

Governance

Investment Committee Since 2014
Governance and Compliance CommitteeStrategic Investment CommitteeFinance and Audit Committee Governance and Compliance Committee

Meet our CEO

Peter Yassa, CEO and Managing Director

Responsible Manager under AFSLSecurities OfficerAccredited Specialist in Managed Investment Schemes Head of Caprock Commodities Trading DeskMember of the Board of the Finance and Audit CommitteeMember of the Board of the Governance and Compliance CommitteeMember of the Board of the Strategic Investment Committee
Peter has significant knowledge and experience in financial services, structuring and corporate advisory – including financial instruments for the purpose of trading, bank guarantees, stand-by letters of credit, and documentary letters of credit. He is the responsible manager and key person under Caprock’s Financial Services License.

Experience

Our Management team and Board of Directors have close to 100 years experience in the investment and development of diversified products, with a focus on growth markets where value-adding strategies can be employed. We believe that sincerity and integrity are vital to establishing and maintaining exceptional relationships within the investment community.

Expertise

GLOBAL REACH
  • Caprock provides clients with direct access to a diverse investment portfolio that delivers strong and stable financial returns. We offer global investments and deal with all sorts of markets in Australia and internationally. Caprock operates in a global scale with our head office in Australia and a branch office in Singapore and New York, Caprock has a presence in the following regions:

  • Asia Pacific
  • Europe
  • North America
OUR PROCESSES
To ensure the highest level of quality control, Caprock financial services has implemented various processes to guide its business procedures. We have established an extensive resource network with many reputable advisors, and developed sophisticated systems to ensure every project is operated within tolerances. We have also developed our own inspection and test plan procedures for our clients in order to ensure delivery of the highest quality.
OUR FOCUS
Searching out and creating the best investment outcomes for our investors. We also collaborate with like-minded investment specialists around the world, leveraging our joint expertise to participate in new investment opportunities. See Caprock News for updated Investment products and opportunities
OUR CLIENT
Caprock represents high net-worth, sophisticated and institutional investors for the wholesale investment market. Contact Us on how to become a Caprock Client.
OUR TEAM
Caprock engages with specialist investment professionals across most traditional and alternative asset classes covering a diverse range of disciplines.
DMA GLOBAL (HOW CAPROCK FINANCIAL SERVICES OPERATES IN AUSTRALIA)
Caprock engages the DMA Global+ under a development management agreement to deliver its projects and indoing so acts as a client representative in all aspects of each development.

Keith Rovers

Partner | External Lawyers
Caprock has worked with MinterEllison Lawyers since 2006; with its partner Keith Rovers as external lawyer and counsel. As a partner in MinterEllison’s Corporate & Capital Markets Group with a finance and projects background, Keith possesses valuable experience across the financial capital spectrum, acting for sponsors and funders in many industry sectors, including real estate, infrastructure and technology.

Peter Hassos

Partner | Auditor
Caprock’s AFSL and its activities are audited annually under the requirements by the regulator. Caprock’s Auditors as appointed by ASIC is Aura Partners (formally Hassos & Associates); with Peter Hassos as the partner.
Peter Hassos has over 25 years of practical experience. His background includes advising high net worth individuals, businesses and family groups on tax strategies, investment structuring, estate planning and retirement planning strategies.

Warren Satusky

Partner | Fund Accountants
Since its inception in 2001, Caprock has engaged with Presidio Partners as our Fund accountants , with Warren Satusky as the Partner appointed.
Warren is a member of the Institute of Chartered Accountants in Australia and a registered tax agent. He was admitted as a partner in July 2005. With over 15 years experience in the accountancy profession, he has a strong professional record specialising in business services, business advisory and taxation. He also advises on a wide range of taxation issues, including income tax, capital gains, fringe benefits tax and GST for companies and high net worth individuals.

FUND BANKING & SECURITIES RELATIONSHIPS

Caprock maintains the following banking relationships world-wide:
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