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Empower KPMG’s New Advisory Capabilities with Institutional-Grade Capital Markets Infrastructure.
Caprock Managed Account Platform (MAP) gives KPMG APL visibility by design, AML/CTF evidence on demand, and automated fees — all in one platform.
Full control on a corporate level. Advisor-first agility.
Establish your advisory operations with a unified platform that puts you in complete control while empowering your advisors. Caprock MAP delivers innovative solutions for efficient managed account services that establish how KPMG manages compliance, operations, and advisor oversight through integrated technology and automated workflows. Advisors only see KPMG-approved products, income settles automatically to each client’s MAP cash account, and fees are split seamlessly — all with exportable AML/CTF evidence and real-time dashboards. Our integrated approach eliminates the complexity of managing multiple systems while ensuring full regulatory compliance. Experience the power of true automation where every transaction, every fee split, and every compliance requirement is handled with precision and transparency. White-label and private-label options further tailor the client experience.
Unified Management Platform
Caprock MAP seamlessly integrates execution, settlement, and cash management into a unified platform, avoiding operational silos and reducing complexity.
Comprehensive Compliance & Oversight
The KPMG console provides advanced APL management capabilities, comprehensive AML/CTF oversight tools, and real-time dashboards that ensure continuous regulatory compliance and risk mitigation.
APL Visibility Control
Advisors can’t see off-list products — eliminating exceptions and unauthorised trades before they happen. Complete product control at the source.
Cash-to-Fees Automation
Dividends and interest flow directly to the client’s cash account, while corporate revenue is calculated and allocated instantly with full transparency.
Simplified processes and workflows
Caprock MAP has been designed to help simplify processes and reduce administrative burden through improved organisation and visibility.
Advanced platform features
Standardised Advisor Workbench
Single planning tool with APL-aware order pad. Legacy off-APL holdings are marked read-only (sell only) for complete portfolio transparency and control.
Real-Time Corporate Dashboards
Monitor FUM, client cash, revenue waterfall, APL coverage, legacy exposure, and dividends calendar in real time. Complete visibility across your entire network.
How Caprock MAP Works
1. Publish Your APL
Upload and publish your approved product list with complete control. Advisors only see authorised products — no exceptions, no workarounds.
2. Onboard Advisors & Clients
Seamlessly onboard your advisors. Clients complete digital KYC/AML processes and open MAP cash* and portfolio accounts efficiently.
3. Invest & Supervise
Trading is APL-aware by design. Legacy off-APL holdings are automatically marked read-only and displayed in real-time supervision dashboards.
4. Automate Income & Payouts
Client income credits are automatically processed. The Fee Engine allocates corporate fees, generating statements and payout files with precision and zero manual input.
Ready to equip KPMG with the tools to redefine Advisory excellence?
We’ll tailor a live demo around your requirements, fee models, and migration timeline.
Caprock MAP scales with your business — maintaining the same level of control, compliance, and automation regardless of the number of clients who rely on your service.
Caprock MAP scales with your business — maintaining the same level of control, compliance, and automation regardless of the number of clients who rely on your service.
Compliance & Important Information
Independence and conflictsCaprock operates independently of KPMG. No services will be provided to KPMG audit clients. If KPMG refers a client to Caprock or a partner RIA, any referral or revenue sharing arrangements will be documented, disclosed and subject to client consent and applicable law. Execution, clearing and custody are provided by independent third parties; Caprock does not receive hidden remuneration from those parties. Caprock may earn standard platform and/or sub advisory fees as agreed with clients or partner RIAs. Interest or other benefits associated with client cash or operating accounts (if any) will be managed under a documented conflicts framework and disclosed. Best execution oversight, gifts/entertainment, information barriers, and data sharing follow written policies. Nothing in this presentation constitutes investment advice, an offer, or a solicitation.
Service eligibilityIntended for institutional clients, family offices and sophisticated/wealthy individuals; not for retail distribution.Depending on product/fee type, clients may need to meet US definitions such as “accredited investor,” “qualified purchaser,” or “qualified client.” Final eligibility is confirmed at onboarding.KPMG audit clients are excluded.
US legal and operating structureUS contracting entity: Accrediom Merchant Services LLC (Delaware).Our US Services Agreement establishes scope, SLAs, roles and responsibilities, limitation of liability, termination rights, and confidentiality/privacy provisions, and contemplates use of independent qualified custodians and executing brokers. Detailed schedules (data handling, SLA metrics, change control) are available under NDA.
Service eligibilityIntended for institutional clients, family offices and sophisticated/wealthy individuals; not for retail distribution.Depending on product/fee type, clients may need to meet US definitions such as “accredited investor,” “qualified purchaser,” or “qualified client.” Final eligibility is confirmed at onboarding.KPMG audit clients are excluded.
US legal and operating structureUS contracting entity: Accrediom Merchant Services LLC (Delaware).Our US Services Agreement establishes scope, SLAs, roles and responsibilities, limitation of liability, termination rights, and confidentiality/privacy provisions, and contemplates use of independent qualified custodians and executing brokers. Detailed schedules (data handling, SLA metrics, change control) are available under NDA.