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Take back control of your network with Institutional-Grade Capital Markets Infrastructure.
Caprock Managed Account Platform (MAP) gives dealer groups APL visibility by design, AML/CTF evidence on demand, and automated advisor/dealer fees — all in one platform.
Licensee-grade control. Advisor-first agility.
Transform your dealer group operations with a unified platform that puts you in complete control while empowering your advisors. Caprock MAP delivers innovative solutions for efficient managed account services that transform how dealer groups manage compliance, operations, and advisor oversight through integrated technology and automated workflows. Advisors only see dealer-approved products, income settles automatically to each client’s MAP cash account, and fees are split seamlessly — all with exportable AML/CTF evidence and real-time dashboards. Our integrated approach eliminates the complexity of managing multiple systems while ensuring full regulatory compliance. Experience the power of true automation where every transaction, every fee split, and every compliance requirement is handled with precision and transparency.
Unified Management Platform
Caprock MAP seamlessly integrates execution, settlement, and cash management* into a unified platform, avoiding operational silos and reducing complexity.
Comprehensive Compliance & Oversight
The licensee console provides advanced APL management capabilities, comprehensive AML/CTF oversight tools, and real-time dashboards that ensure continuous regulatory compliance and risk mitigation.
APL Visibility Control
Advisors can’t see off-list products — eliminating exceptions and unauthorised trades before they happen. Complete product control at the source.
Cash-to-Fees Automation
Dividends and interest flow directly to the client’s cash account*, while advisor revenue and dealer shares are calculated and allocated instantly with full transparency.
Simplified processes and workflows
Caprock MAP has been designed to help simplify processes and reduce administrative burden through improved organisation and visibility.
Advanced platform features
Standardised Advisor Workbench
Single planning tool with APL-aware order pad. Legacy off-APL holdings are marked read-only (sell only) for complete portfolio transparency and control.
Real-Time Licensee Dashboards
Monitor FUM, client cash, revenue waterfall, APL coverage, legacy exposure, and dividends calendar in real time. Complete visibility across your entire network.
How Caprock MAP Works
1. Publish Your APL
Upload and publish your approved product list with complete control. Advisors only see authorised products — no exceptions, no workarounds.
2. Onboard Advisors & Clients
Seamlessly onboard your advisors. Clients complete digital KYC/AML processes and open MAP cash* and portfolio accounts efficiently.
3. Invest & Supervise
Trading is APL-aware by design. Legacy off-APL holdings are automatically marked read-only and displayed in real-time supervision dashboards.
4. Automate Income & Payouts
Client income credits are automatically processed. The Fee Engine allocates advisor and dealer shares fees, generating statements and payout files with precision and zero manual input.
Ready to Transform Your Operations?
Tell us about your dealer group network and we’ll tailor a live demo around your APL requirements, fee models, and migration timeline.
Whether you manage 5 advisors or 500, Caprock MAP scales with your business — maintaining the same level of control, compliance, and automation.
Compliance & Important Information
- Caprock Private Pty Limited (AR 1314092) is an authorised representative of Caprock Institutional Pty Limited (ABN 64 098 630 972) AFSL 330742.
- - Wholesale clients only (Corporations Act 2001). - Managed account products and services only - *Caprock is not an ADI. Client cash is held with third party ADIs. No government guarantee applies to investments. - This information is general in nature and not financial advice. Caprock MAP is purpose-built for Australian dealer groups operating under AFSL licensing requirements — ensuring full compliance with current regulatory frameworks while enabling the operational agility your business demands. Contact our compliance team for detailed regulatory documentation and implementation guidelines specific to your licensing structure.